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Compliance assistant brokerage jobs in London, UK



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Latest compliance assistant brokerage jobs in London 1-10 of 16 (0.005s)
     

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Operations analyst

London

[...] a brokerage house, based in london city. due to continued growth the operations team is now expanding and this role will provide a key support function to the wider business. the role key responsibilities: daily reconciliation of bank and broker accounts via excel and intellematch. internal postings to reflect reconciliation discrepancies. bank and broker reconciliation query distribution to internal depts. contact point for external bank and broker queries. report compilation[...]

Job Type: Permanent

23/05/2012 19:00 » RobertHalf » London | Greater London 

Contract financial risk manager, london

OCC Computing — London

[...] of brokerage. risk manager will be responsible for firm's corporate financial risks in terms of risk identification, measurement, mitigation and reporting; whilst ensuring that regulatory and risk policies are adhered to. these are primarily fx risk, credit risks, liquidity risks and market risks. new retail brokerage being set up by major financial firm, london job title: financial risk manager business unit: global derivatives initial contract: 6-12 months with[...]

Job Type: Temporary/Contract/Project / Full-time

22/05/2012 10:00 » JobsFinancial » London | Greater London 

Contract financial risk manager, london

London

[...] of brokerage. risk manager will be responsible for firm's corporate financial risks in terms of risk identification, measurement, mitigation and reporting; whilst ensuring that regulatory and risk policies are adhered to. these are primarily fx risk, credit risks, liquidity risks and market risks. new retail brokerage being set up by major financial firm, london job title: financial risk manager business unit: global derivatives initial contract: 6-12 months with[...]

Job Type: Temporary/Contract/Project

22/05/2012 10:00 » EuroJobs » London | Greater London 

Internal audit manager

Black Swan Group — London

[...] / brokerage firms. bullhorn ref: 1216 job title: internal auditor manager sector: financial services/spread bet / brokerage location: london/city salary: â£50,000 - â£60,000 + bonus and benefits an opportunity for senior internal auditor has arisen in one of the world's leading spread betting / brokerage firms. based in central london the firm operates on a global scale with offices in the major cities of europe, asia and the americas[...]

Job Type: Permanent / Full-time

17/05/2012 15:00 » MilanoFinanza » London | Greater London 

Internal audit manager

Black Swan Group — London

[...] / brokerage location: london/city salary: â£50,000 - â£60,000 + bonus and benefits an opportunity for senior internal auditor has arisen in one of the world's leading spread betting / brokerage firms. based in central london the firm operates on a global scale with offices in the major cities of europe, asia and the americas with their hq in london and are an established member of the ftse 250. the internal auditor is responsible for the delivery[...]

Job Type: Permanent

17/05/2012 15:00 » e-FinancialCareers » London | Greater London 

Fiduciary controller

London

[...] robust compliance with regulatory (cass 5) and the aon client control framework. assist in setting a clear vision for aon and xbs regarding the optimum operating model ensuring consistency with the redefined fiduciary control framework work closely with aon/xbs production areas to identify opportunities for further innovative improvements and efficiencies as part of the wider aon transformation programme and development of aon corporate drivers implement increased rigour[...]

Job Type: Permanent

15/05/2012 15:00 » RobertHalf » London | Greater London 

Contract financial risk manager, london

OCC Computing — London

[...] of brokerage. risk manager will be responsible for firm's corporate financial risks in terms of risk identification, measurement, mitigation and reporting; whilst ensuring that regulatory and risk policies are adhered to. these are primarily fx risk, credit risks, liquidity risks and market risks. new retail brokerage being set up by major financial firm, london job title: financial risk manager business unit: global derivatives initial contract: 6-12 months with[...]

Job Type: Temporary/Contract/Project / Full-time

14/05/2012 18:00 » JobsFinancial » London | Greater London 

Contract financial risk manager, london

London

[...] of brokerage. risk manager will be responsible for firm's corporate financial risks in terms of risk identification, measurement, mitigation and reporting; whilst ensuring that regulatory and risk policies are adhered to. these are primarily fx risk, credit risks, liquidity risks and market risks. new retail brokerage being set up by major financial firm, london job title: financial risk manager business unit: global derivatives initial contract: 6-12 months with[...]

Job Type: Temporary/Contract/Project

14/05/2012 18:00 » EuroJobs » London | Greater London 

Hedge fund credit risk analyst

Newedge — London

[...] global brokerage firm. department: credit risk job title: credit analyst ? hedge funds corporate title: director tasks and responsibilities: background this position is based in london, u.k. and is part of a team of approximately 7 analysts. the analyst will also sit as a member of the newedge uk credit committee. close communication will be required with all team members, market risk team, head of risk and respective trading desks. the group's global presence gives its[...]

Job Type: Permanent / Full-time

05/05/2012 01:00 » MilanoFinanza » London | Greater London 

Hedge fund credit risk analyst

Newedge — London

[...] global brokerage... department: global-emea credit department job title: credit analyst ? professional trading groups (ptgs) grade: senior specialist / associate grade reporting: ptg credit manager, global-emea credit risk location: london, u.k. general functions: background this position is based in london, u.k. and is part of a global-emea team credit team. the position reports directly to the ptg credit manager, who is based in uk. newedge group global presence gives[...]

Job Type: Permanent / Full-time

05/05/2012 01:00 » MilanoFinanza » London | Greater London 

Hedge fund credit risk analyst

Newedge — London

[...] its brokerage services on organised derivative and stock exchanges, newedge has developed a range of brokerage services for otc products and foreign exchange, as well as a one-stop service that helps its clients to optimise the management of their financial transactions. responsibilities this position is required to make decisions independently within the guidelines of the newedge credit policy. for proposals that fall outside of this policy, strong recommendations[...]

Job Type: Permanent

05/05/2012 01:00 » e-FinancialCareers » London | Greater London 

Hedge fund credit risk analyst

Newedge — London

[...] its brokerage services on organised derivative and stock exchanges, newedge has developed a range of brokerage services for otc products and foreign exchange, as well as a one-stop service that helps its clients to optimise the management of their financial transactions. newedge's product scope encompasses futures, options, otc cash fx, swaps, fixed income securities, equities, securities financing and cash management products, plus any other products or services[...]

Job Type: Permanent

05/05/2012 01:00 » e-FinancialCareers » London | Greater London 

Contract financial risk manager, london

London

[...] of brokerage. risk manager will be responsible for firm's corporate financial risks in terms of risk identification, measurement, mitigation and reporting; whilst ensuring that regulatory and risk policies are adhered to. these are primarily fx risk, credit risks, liquidity risks and market risks. new retail brokerage being set up by major financial firm, london job title: financial risk manager business unit: global derivatives initial contract: 6-12 months with[...]

Job Type: Temporary/Contract/Project

04/05/2012 17:00 » EuroJobs » London | Greater London 

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