Regulatory manager

MC Partners Ltd — London

[...] for compliance for financial and client money reporting matters. - lead capital (icaap) and liquidity modelling and reporting, ensuring the entities continue to trade within their financial and regulatory constraints and that the models reflect the risks inherent in those businesses. - ensure technical compliance with cf10a reporting and monitoring requirements. - assist the head of accounting & reporting to manage external and internal audit and other reviews[...]

Job Type: Permanent / Full-time

25/05/2012 18:00 » MilanoFinanza » London | Greater London 

Regulatory manager

MC Partners Ltd — London

[...] for compliance for financial and client money reporting matters. - lead capital (icaap) and liquidity modelling and reporting, ensuring the entities continue to trade within their financial and regulatory constraints and that the models reflect the risks inherent in those businesses. - ensure technical compliance with cf10a reporting and monitoring requirements. - assist the head of accounting & reporting to manage external and internal audit and other reviews[...]

Job Type: Permanent

25/05/2012 18:00 » e-FinancialCareers » London | Greater London 

Treasury analyst

London

[...] quarterly compliance certificates to our parent company to confirm that rules are being abided by. ï § prepare the weekly interterittory cash flow to assess payments to be made regarding the member loan. ï § preparing end of day cash balance spread sheet for compliance purposes and ensuring that cash limits are adhered to. ï § settle fx deal transactions to hedge counterparties ï § update peoplesoft rates on a daily basis.[...]

Job Type: Temporary/Contract/Project

25/05/2012 18:00 » EuroJobs » London | Greater London 

Fraud investigator - senior

Counter Fraud Risk Skills - — London

[...] testing compliance with the fcpa experience within a corporate or consulting environment data mining experience with caat?s including acl ability to speak multiple languages is desirable for more information on this role please contact stuart clark on stuart.clark@redsnappergroup.co.uk . due to the high volume of applications received, if you don't hear from us within 7 working days, i'm afraid your application has been unsuccessful. we are also currently recruiting for:[...]

25/05/2012 17:00 » Monster » London | Greater London 

Ubs head of equity derivatives complex and hybrids product control

UBS AG — London

[...] in compliance with sox and other control requirements. recommending ways to improve information flow, p&l reporting, and value to equity management. interaction with business management, operations, regulatory, accounting, reporting and risk management and building strong relationships with these groups. the business is fast moving and is large in terms of size and complexity, thus requiring a proactive, dynamic, and motivated individual to join the team. excellent[...]

Job Type: Permanent

25/05/2012 17:00 » e-FinancialCareers » London | Greater London 

Ubs head of equity derivatives complex and hybrids product control

UBS AG — London

[...] in compliance with sox and other control requirements. recommending ways to improve information flow, p&l reporting, and value to equity management. interaction with business management, operations, regulatory, accounting, reporting and risk management and building strong relationships with these groups. the business is fast moving and is large in terms of size and complexity, thus requiring a proactive, dynamic, and motivated individual to join the team. excellent[...]

Job Type: Permanent / Full-time

25/05/2012 17:00 » MilanoFinanza » London | Greater London 

Administrator - client relationship dept

May Stephens City Recruitment - — London

[...] full compliance with all corporate standards, policies, processes and procedures and with all external legal, regulatory and voluntary code obligations, thus providing the client with a high quality, professional and compliant service. to promote and support the aims of the bank. to develop and maintain an effective working relationship with manager, colleagues and staff to comply at all times with all applicable legislation, in particular but not limited to the requirements[...]

25/05/2012 17:00 » Monster » London | Greater London 

Compliance manager - regulatory competence

Hudson Banking — London

[...] a compliance manager - regulatory competence for their team in london. leading banking organisation is looking for a compliance manager - regulatory competence for their team in london. duties involve: design and deliver regulatory training to the business in collaboration with compliance advisory and other colleagues assist more senior colleagues in the provision of focussed specialist advice to the business taking into account business needs, external best[...]

Job Type: Permanent / Full-time

25/05/2012 16:00 » MilanoFinanza » London | Greater London 

Compliance manager - regulatory competence

Hudson Banking — London

[...] a compliance manager - regulatory competence for their team in london. duties involve: design and deliver regulatory training to the business in collaboration with compliance advisory and other colleagues assist more senior colleagues in the provision of focussed specialist advice to the business taking into account business needs, external best practice and regulatory requirements. act as point of contact within the business for regulatory competence queries, ensuring[...]

Job Type: Permanent

25/05/2012 16:00 » e-FinancialCareers » London | Greater London 

Compensation analyst, emea

SunGard — London

[...] custodians, compliance officers, treasurers, insurers, risk managers, hedge fund managers, plan administrators and clearing agents. in addition, we also provide professional services that focus on application implementation and integration of these solutions and on custom software development. as part of the global compensation team, the compensation analyst will support the compensation manager in all aspects of compensation for the emea region. the role will mainly focus[...]

Job Type: Permanent

25/05/2012 16:00 » e-FinancialCareers » London | Greater London 

Compensation analyst, emea

SunGard — London

[...] custodians, compliance officers, treasurers, insurers, risk managers, hedge fund managers, plan administrators and clearing agents. in addition, we also provide professional services that focus on application implementation and integration of these solutions and on custom software development. as part of the global compensation team, the compensation analyst will support the compensation manager in all aspects of compensation for the emea region. the role will mainly focus[...]

Job Type: Permanent / Full-time

25/05/2012 16:00 » MilanoFinanza » London | Greater London 

Middle office manager - market solutions

Société Générale - UK — London

[...] ensure compliance with regulatory requirements and group policy in middle office activities to maintain the group middle office common guidelines, methodology and procedures manual key responsibilities: control raise awareness of group head mks to any potential financial or technical operational risk issues, and to any other potential failure of critical success factors impacting the mks middle office activities alert the group coo, group head of operations, group head[...]

Job Type: Permanent / Full-time

25/05/2012 15:00 » MilanoFinanza » London | Greater London 

Asset management - product delivery analyst - associate (based in london)

J.P.Morgan — London

[...] pre-trade compliance checksmaintain and update functional procedures and checklistscoordinate and chair transition meetings (include cam, front office, cash mgt and cig) and provide front office updates (email and verbal)in specie activity planning preparation, coordination, ownership and distributioncomplete account closure processes and track statuscoordinate and chair transition meetings (include cam, front office, csh mgt and ops)sub fund transfer request coordinationcustody[...]

Job Type: Permanent

25/05/2012 15:00 » e-FinancialCareers » London | Greater London